Who should take this course

This is a niche and specific training programme in relation to Anti Money Laundering curriculum. This course is suitable for anyone who wants to learn about what transactions monitoring and alert management is, how to set customized triggers, investigation and identification of suspicious transactions and its reporting.

• Staff working in all reporting entities – Banking Financial Institutions, Broking, Housing Finance, Insurance companies, Mutual Funds, NBFCs, & other Securities Market
• Regulators & Market Infrastructure Institutions like Stock Exchanges, Clearinghouses, Depositaries, Custodians, Fund Accountants and Registrar & Transfer Agents
• Large back-office processing centres of global financial institutions, which have transaction monitoring control unit.
• Professional service providers – Risk management consultants, audit and legal professionals
• Any individual wanting to expand knowledge and explore new opportunities in areas of AML in specific and Compliance in general.

Course Content

The prime focus of the course is to make the learners understand what transactions monitoring is and how governance and administration can be utilized for implementing a good transactions monitoring & suspicious transactions reporting programme. The key modules include:

1. Introduction- Transaction Monitoring
2. Transaction Monitoring Process
3. Automation of Transaction Monitoring Process
4. Alert Management
5. Developing Better TM Rules
6. Suspicious Transactions
7. Investigation of Alerts & Identification of Suspicious Transaction
8. Suspicious Transactions Report
9. Writing a Good STR
10. Governance and Administration

Learning Hours and Access Period

This course has approximately 5 hours of learning content including videos, module quizzes and assessments. To complete the course, you will be given access to the course content for 60 days from the date of your registration. If you are not able to complete the course within the access period of 60 days, you can re-register for the course and start from the beginning.

Assessment and Certificate

Candidates will be tested through an online Multiple-Choice Question-based assessment of 30 minutes immediately after the course. Candidates will need to score a minimum 60% in the online assessment to earn the certification. After successfully passing the assessment, you will be able to download the course Certificate.

Course Fee

The course fee is Rs. 3000 plus applicable taxes per candidate.

FAQs

1. How to register for the course?
To register for the course, click on the register button on the top right corner, next to FAQs.

2. How to pay the course fee?
During the registration, you will be prompted to pay online using Net Banking, Debit or Credit Cards, UPI, and Wallets.

3. What is the duration of the course?
The course has approximately 5 learning hours of content.

4. What is the access period for the course?
You will get access to the course content for 60 days from the date of your registration.

5. What if I am unable to complete the course within 60 days?
If you are not able to complete the course within the access period of 60 days, you can re-register for the course and start from the beginning.

6. Can I access the content in my mobile?
Yes, the course can be accessed through the mobile devices.

7. Can I download the content?
No, it cannot be downloaded.

8. Is there any proctored examination for this course?
No. However, there will be an end course MCQ type assessment.

9. Are there any passing criteria for this assessment?
A minimum of 60% marks is required to pass the assessment.

10. How will I get my certificate?
After successfully completing the course, you will be able to download the course Certificate.

11. How to get more information regarding this course?
For more information you can download the course prospectus, email elearning@nism.ac.in or call 02192-668492/93.